Curtis M. Stevens - Nov 1, 2021 Form 4/A - Amendment Insider Report for Quanex Building Products CORP (NX)

Role
Director
Signature
/s/ Paul B. Cornett, Power of Attorney
Stock symbol
NX
Transactions as of
Nov 1, 2021
Transactions value $
-$90,752
Form type
4/A - Amendment
Date filed
1/9/2023, 03:41 PM
Date Of Original Report
Nov 2, 2021
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NX Common Stock Options Exercise $0 +4.22K $0.00 4.22K Nov 1, 2021 Direct
transaction NX Common Stock Disposed to Issuer -$90.8K -4.22K -100% $21.50 0 Nov 1, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NX Restricted Stock Units Award $0 +4.8K +17.14% $0.00 32.8K Nov 1, 2021 Common Stock 4.8K Direct F2, F3, F4
transaction NX Restricted Stock Units Options Exercise $0 -4.22K -12.87% $0.00 28.6K Nov 1, 2021 Common Stock 4.22K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the total number of restricted stock units that were settled in cash pursuant to their terms.
F2 Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock.
F3 The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company.
F4 Due to a clerical error, Box 9 of the reporting person's original Form 4 listed a post-transaction RSU balance which inadvertently omitted the 4,797 RSUs granted on November 1, 2021. These shares were also omitted from one subsequent Form 4 filed by the reporting person. This Form 4/A reflects the correct final balance following the reported 2021 transaction.