| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NX | Common Stock | Options Exercise | $0 | +4,221 | $0.000000 | 4,221 | 01 Nov 2021 | Direct | ||
| transaction | NX | Common Stock | Disposed to Issuer | $90,752 | -4,221 | -100% | $21.50 | 0 | 01 Nov 2021 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NX | Restricted Stock Units | Award | $0 | +4,797 | +17% | $0.000000 | 32,792 | 01 Nov 2021 | Common Stock | 4,797 | Direct | F2, F3, F4 | |
| transaction | NX | Restricted Stock Units | Options Exercise | $0 | -4,221 | -13% | $0.000000 | 28,571 | 01 Nov 2021 | Common Stock | 4,221 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Represents the total number of restricted stock units that were settled in cash pursuant to their terms. |
| F2 | Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock. |
| F3 | The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company. |
| F4 | Due to a clerical error, Box 9 of the reporting person's original Form 4 listed a post-transaction RSU balance which inadvertently omitted the 4,797 RSUs granted on November 1, 2021. These shares were also omitted from one subsequent Form 4 filed by the reporting person. This Form 4/A reflects the correct final balance following the reported 2021 transaction. |