Anne Mullins - 05 Jan 2023 Form 4 Insider Report for CORNING INC /NY (GLW)

Role: Retired Senior Vice President
Signature: Linda E. Jolly, Power of Attorney
Issuer symbol: GLW
Transactions as of: 05 Jan 2023
Net transactions value: -$95,226
Form type: 4
Filing time: 09 Jan 2023, 15:11:39 UTC
Previous filing: 18 May 2022
Next filing: 10 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GLW	Common Stock	Options Exercise	$0	+756	+8.9%	$0.000000	9,255	05 Jan 2023	Direct	F1
transaction	GLW	Common Stock	Options Exercise	$0	+316	+3.4%	$0.000000	9,571	05 Jan 2023	Direct	F1
transaction	GLW	Common Stock	Options Exercise	$0	+431	+4.5%	$0.000000	10,002	05 Jan 2023	Direct	F1
transaction	GLW	Common Stock	Options Exercise	$0	+1,017	+10%	$0.000000	11,019	05 Jan 2023	Direct	F2
transaction	GLW	Common Stock	Options Exercise	$0	+249	+2.3%	$0.000000	11,268	05 Jan 2023	Direct	F2
transaction	GLW	Common Stock	Tax liability	$95,226	-2,769	-25%	$34.39	8,499	05 Jan 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GLW	Restricted Stock Unit	Options Exercise	$0	-756	-4%	$0.000000	18,082	05 Jan 2023	Common Stock	756		Direct	F1, F3
transaction	GLW	Restricted Stock Unit	Options Exercise	$0	-316	-3.4%	$0.000000	9,061	05 Jan 2023	Common Stock	316		Direct	F1, F4
transaction	GLW	Restricted Stock Unit	Options Exercise	$0	-431	-3.4%	$0.000000	12,358	05 Jan 2023	Common Stock	431		Direct	F1, F5
transaction	GLW	Performance Share Unit	Options Exercise	$0	-1,017	-3.4%	$0.000000	29,162	05 Jan 2023	Common Stock	1,017		Direct	F2, F3
transaction	GLW	Performance Share Unit	Options Exercise	$0	-249	-3.4%	$0.000000	7,136	05 Jan 2023	Common Stock	249		Direct	F2, F4
holding	GLW	Restricted Stock Unit						3,325	05 Jan 2023	Common Stock	3,325		Direct	F1, F6
holding	GLW	Restricted Stock Unit						411	05 Jan 2023	Common Stock	411		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2	Each Performance Share Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F3	Vesting to satisfy tax requirement pursuant to the 2020 agreement.
F4	Vesting to satisfy tax requirement pursuant to the 2021 agreement.
F5	Vesting to satisfy tax requirement pursuant to the 2022 agreement.
F6	The Restricted Stock Units vest ratably over three years from grant date. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.