Kathryn Quadracci Flores - 01 Jan 2023 Form 4 Insider Report for Quad/Graphics, Inc. (QUAD)

Role
Director
Signature
/s/ Sherilyn R. Whitmoyer, as attorney-in-fact for Kathryn Quadracci Flores
Issuer symbol
QUAD
Transactions as of
01 Jan 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2023, 08:17:03 UTC
Previous filing
25 May 2022
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUAD Class A Common Stock Award $0 +17,887 +19% $0.000000 111,591 01 Jan 2023 Direct F1, F2
holding QUAD Class A Common Stock 4,067 01 Jan 2023 As Trustee - DQ 2008 Trust F3
holding QUAD Class A Common Stock 4,067 01 Jan 2023 As Trustee - HVQ 2003 Trust F4
holding QUAD Class A Common Stock 4,067 01 Jan 2023 As Trustee - MAQ 2001 Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QUAD Class B Common Stock 2,870 01 Jan 2023 Class A Common Stock 2,870 As Trustee - DQ 2008 Trust F3, F6
holding QUAD Class B Common Stock 14,915 01 Jan 2023 Class A Common Stock 14,915 As Trustee - HRQ 2014 Trust F6, F7
holding QUAD Class B Common Stock 2,870 01 Jan 2023 Class A Common Stock 2,870 As Trustee - HVQ 2003 Trust F4, F6
holding QUAD Class B Common Stock 2,868 01 Jan 2023 Class A Common Stock 2,868 As Trustee - MAQ 2001 Trust F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 17,887 shares of restricted stock granted for role as President of QuadMed, under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will vest on March 1, 2026. The President of QuadMed is not an executive officer of Quad/Graphics, Inc.
F2 Includes 68,749 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans
F3 As Trustee for the Danica Quadracci 2008 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F4 As Trustee for the Halle Victoria Quadracci 2003 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F5 As Trustee for the Meghan Angela Quadracci 2001 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F6 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F7 As Trustee for the H. Richard Quadracci 2014 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.