Andrea J. Ayers - 15 Dec 2022 Form 4 Insider Report for STANLEY BLACK & DECKER, INC. (SWK)

Role
Director
Signature
/s/ Janet M. Link, Attorney-in-Fact
Issuer symbol
SWK
Transactions as of
15 Dec 2022
Net transactions value
+$81,674
Form type
4
Filing time
19 Dec 2022, 15:04:49 UTC
Previous filing
22 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWK Common Stock Award $50,004 +632 +3.2% $79.12 20,615 15 Dec 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWK Deferred Shares Award $31,670 +400 +4.7% $79.12 8,853 15 Dec 2022 Common Stock 400 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares of common stock to be delivered upon settlement of restricted stock units, which were 100% vested upon grant. The restricted stock units will be settled in one lump sum on the 90th day following the date on which the reporting person ceases to be a member of the Board of Directors or in three, five or ten annual installments beginning on such settlement date, subject to the reporting person's election.
F2 Includes 15,500 shares of Stanley Black & Decker, Inc. common stock that were acquired by the reporting person on August 2, 2022, as reported in the Form 4/A filed by the reporting person on August 4, 2022, but which were inadvertently omitted from the reporting person's Form 4s filed on September 19, 2022 and September 22, 2022.
F3 Represents deferred shares acquired pursuant to the Stanley Black & Decker Deferred Compensation Plan for Non-Employee Directors (the "Plan") as a result of the deferral of quarterly director fees paid in cash to the reporting person. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. The deferred shares credited to the reporting person's account under the Plan will be settled in one lump sum payment of common stock on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors.