David Spector - Dec 12, 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chairman & CEO, Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Stock symbol
PFSI
Transactions as of
Dec 12, 2022
Transactions value $
-$1,481,966
Form type
4
Date filed
12/14/2022, 08:10 PM
Previous filing
Nov 2, 2022
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$741K -12.8K -1.87% $58.12 668K Dec 12, 2022 Direct F1
transaction PFSI Common Stock Other -$741K -12.8K -1.91% $58.12 655K Dec 13, 2022 Direct F2
holding PFSI Common Stock 466K Dec 12, 2022 ST Family Investment Company LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $57.50 to $58.44. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F2 Pursuant to a divorce settlement, these shares of Common Stock were transferred for no consideration to the reporting person's former spouse and the reporting person no longer reports that he is the beneficial owner of these shares. The remaining amount consists of 54,856 restricted stock units and 600,030 shares of Common Stock.