J. Mariner Kemper - Feb 8, 2022 Form 4/A - Amendment Insider Report for UMB FINANCIAL CORP (UMBF)

Signature
/s/ John C. Pauls, Attorney-in-fact for Mr. Kemper
Stock symbol
UMBF
Transactions as of
Feb 8, 2022
Transactions value $
-$140,795
Form type
4/A - Amendment
Date filed
12/12/2022, 04:25 PM
Date Of Original Report
Feb 10, 2022
Previous filing
Feb 2, 2022
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMBF Common Stock Tax liability -$141K -1.35K -0.64% $104.37 211K Feb 8, 2022 Direct F1
holding UMBF Common Stock 1K Feb 8, 2022 By Daughter - Custodial Brokerage Account
holding UMBF Common Stock 2.13K Feb 8, 2022 By Esop
holding UMBF Common Stock 1K Feb 8, 2022 By Son - Custodial Brokerage Account
holding UMBF Common Stock 0 Feb 8, 2022 By Trust - RC Kemper For John
holding UMBF Common Stock 53.8K Feb 8, 2022 By Trust - TUW RC Kemper For John Mariner
holding UMBF Common Stock 12.6K Feb 8, 2022 By Trust: Mary S Hunt Trust
holding UMBF Common Stock 290K Feb 8, 2022 Held by Kemper Realty
holding UMBF Common Stock 396K Feb 8, 2022 Held by Pioneer Service Corporation
holding UMBF Common Stock 1.99M Feb 8, 2022 By Trust - RC Kemper Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 At the time the restricted share award vested on February 8, 2022, enough shares were not withheld to pay Mr. Kemper's tax obligations resulting from the vesting of the award due to an error by the plan administrator. In order to withhold the correct amount, the plan administrator subsequently withheld additional shares from the shares previously vested by way of an "as of" transaction using the price per share that was used at the time of the vesting of the restricted share award. The correction did not require an open market purchase or sale.