Peter Hui - Dec 8, 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Peter Hui
Stock symbol
EFSC
Transactions as of
Dec 8, 2022
Transactions value $
$0
Form type
4
Date filed
12/12/2022, 01:48 PM
Previous filing
Jul 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 62K Dec 8, 2022 By Spouse
holding EFSC Common Stock 5.44K Dec 8, 2022 By Spouse IRA
holding EFSC Common Stock 453K Dec 8, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Phantom Stock Award $0 +355 +9.64% $0.00 4.04K Dec 8, 2022 Common Stock 355 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F3 Represents shares issued under the Non-Management Director Stock Plan.