Marlon Sullivan - Dec 8, 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: EVP and CHRO
Signature: /s/ Leanne Michels, attorney-in-fact
Stock symbol: JCI
Transactions as of: Dec 8, 2022
Transactions value $: -$53,950
Form type: 4
Date filed: 12/9/2022, 04:34 PM
Previous filing: Oct 3, 2022
Next filing: Oct 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Tax liability	-$54K	-808	-2.88%	$66.77	27.2K	Dec 8, 2022	Direct
transaction	JCI	Ordinary Shares	Award	$0	+5.99K	+22.01%	$0.00	33.2K	Dec 8, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Award	$0	+22K		$0.00	22K	Dec 8, 2022	Ordinary Shares	22K	$66.77	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2	Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.