George Oliver - 08 Dec 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role: Chairman & CEO
Signature: /s/ Leanne Michels, attorney-in-fact
Issuer symbol: JCI
Transactions as of: 08 Dec 2022
Net transactions value: -$370,640
Form type: 4
Filing time: 09 Dec 2022, 16:29:52 UTC
Previous filing: 08 Dec 2022
Next filing: 12 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	JCI	Ordinary Shares	Tax liability	$370,640	-5,551	-0.72%	$66.77	768,489	08 Dec 2022	Direct
transaction	JCI	Ordinary Shares	Award	$0	+41,186	+5.4%	$0.000000	809,675	08 Dec 2022	Direct	F1
holding	JCI	Ordinary Shares						249,876	08 Dec 2022	GRO Sr. 2 Year GRAT
holding	JCI	Ordinary Shares						246,981	08 Dec 2022	GRO Sr. 5 Year GRAT
holding	JCI	Ordinary Shares						69,866	08 Dec 2022	Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	JCI	Employee Stock Option (Right to Buy)	Award	$0	+151,015		$0.000000	151,015	08 Dec 2022	Ordinary Shares	151,015	$66.77	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2	Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.