George Oliver - Dec 8, 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Role
Chairman & CEO
Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 8, 2022
Transactions value $
-$370,640
Form type
4
Date filed
12/9/2022, 04:29 PM
Previous filing
Dec 8, 2022
Next filing
Dec 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Tax liability -$371K -5.55K -0.72% $66.77 768K Dec 8, 2022 Direct
transaction JCI Ordinary Shares Award $0 +41.2K +5.36% $0.00 810K Dec 8, 2022 Direct F1
holding JCI Ordinary Shares 250K Dec 8, 2022 GRO Sr. 2 Year GRAT
holding JCI Ordinary Shares 247K Dec 8, 2022 GRO Sr. 5 Year GRAT
holding JCI Ordinary Shares 69.9K Dec 8, 2022 Oliver Family Trust (SLAT)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +151K $0.00 151K Dec 8, 2022 Ordinary Shares 151K $66.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2 Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.