Olivier Leonetti - Dec 8, 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Signature
/s/ Leanne Michels, attorney-in-fact
Stock symbol
JCI
Transactions as of
Dec 8, 2022
Transactions value $
-$92,143
Form type
4
Date filed
12/9/2022, 04:22 PM
Previous filing
Sep 1, 2022
Next filing
Dec 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JCI Ordinary Shares Tax liability -$92.1K -1.38K -1.12% $66.77 122K Dec 8, 2022 Direct
transaction JCI Ordinary Shares Award $0 +12K +9.81% $0.00 134K Dec 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JCI Employee Stock Option (Right to Buy) Award $0 +43.9K $0.00 43.9K Dec 8, 2022 Ordinary Shares 43.9K $66.77 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
F2 Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.