Christine Hurtsellers - 05 Dec 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
05 Dec 2022
Net transactions value
$0
Form type
4
Filing time
06 Dec 2022, 15:30:36 UTC
Previous filing
04 Aug 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Disposed to Issuer $0 -5,000 -7.9% $0.000000 58,510 05 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 40,073 05 Dec 2022 Common Stock 40,073 Direct F2
holding VOYA Performance Stock Unit 82,361 05 Dec 2022 Common Stock 82,361 Direct F3
holding VOYA Performance-Based Stock Options 110,874 05 Dec 2022 Common Stock 110,874 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift.
F2 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management