Heather H. Lavallee - Nov 30, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role: President and CEO-Elect
Signature: /s/ Rachel Reid, Attorney-in-Fact
Stock symbol: VOYA
Transactions as of: Nov 30, 2022
Transactions value $: $209
Form type: 4
Date filed: 12/1/2022, 03:02 PM
Previous filing: Nov 16, 2022
Next filing: Dec 19, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	VOYA	Common Stock						7.6K	Nov 30, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	VOYA	Deferred Savings Plan Issuer Stock Units	Award	$209	+3.16	+0.07%	$65.98	4.6K	Nov 30, 2022	Common Stock	3.16		Direct	F1
holding	VOYA	Performance Stock Unit						96.1K	Nov 30, 2022	Common Stock	96.1K		Direct	F2
holding	VOYA	Restricted Stock Units						34.2K	Nov 30, 2022	Common Stock	34.2K		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2	The performance stock units were awarded as compensation and convert to to common stock based on the achievement of certain performance factors.
F3	Each stock unit represents a conditional right to receive one share of the company's common stock.

Remarks:

President and CEO-Elect