Sandra van Trease - 29 Nov 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Sandra Van Trease
Issuer symbol
EFSC
Transactions as of
29 Nov 2022
Net transactions value
$0
Form type
4
Filing time
01 Dec 2022, 14:41:24 UTC
Previous filing
15 Jul 2022
Next filing
13 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Gift $0 -2,000 -4.5% $0.000000 42,884 29 Nov 2022 By Trust F1
holding EFSC Common Stock 0 29 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Phantom Stock 3,007 29 Nov 2022 Common Stock 3,007 Direct F2, F3
holding EFSC Phantom Stock 4,488 29 Nov 2022 Common Stock 4,488 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
F2 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F3 Shares of common stock will be distributed on January 1, 2023, the deferral date identified by the director in accordance with the terms of the Plan.
F4 Shares of common stock will be distributed on January 1, 2024, the deferral date identified by the director in accordance with the terms of the Plan.