Antonio J. Pietri - 21 Nov 2022 Form 4 Insider Report for Aspen Technology, Inc.

Role
President & CEO, Director
Signature
/s/ F.G. Hammond, attorney-in-fact for Mr. Pietri
Issuer symbol
N/A
Transactions as of
21 Nov 2022
Net transactions value
-$22,380,172
Form type
4
Filing time
23 Nov 2022, 15:17:07 UTC
Previous filing
04 Oct 2022
Next filing
30 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZPN Common Stock Options Exercise $2,486,565 +49,921 +29% $49.81 220,175 21 Nov 2022 Direct
transaction AZPN Common Stock Options Exercise $2,065,745 +40,481 +18% $51.03 260,656 21 Nov 2022 Direct
transaction AZPN Common Stock Options Exercise $2,513,401 +35,405 +14% $70.99 296,061 21 Nov 2022 Direct
transaction AZPN Common Stock Sale $14,736,960 -63,766 -22% $231.11 232,295 21 Nov 2022 Direct F1
transaction AZPN Common Stock Sale $1,880,206 -8,081 -3.5% $232.67 224,214 21 Nov 2022 Direct F2
transaction AZPN Common Stock Sale $1,210,309 -5,188 -2.3% $233.29 219,026 21 Nov 2022 Direct F3
transaction AZPN Common Stock Sale $304,707 -1,300 -0.59% $234.39 217,726 21 Nov 2022 Direct F4
transaction AZPN Common Stock Sale $1,666,093 -7,069 -3.2% $235.69 210,657 21 Nov 2022 Direct F5
transaction AZPN Common Stock Sale $3,143,231 -13,285 -6.3% $236.60 197,372 21 Nov 2022 Direct F6
transaction AZPN Common Stock Sale $2,199,081 -9,255 -4.7% $237.61 188,117 21 Nov 2022 Direct F7
transaction AZPN Common Stock Sale $993,211 -4,159 -2.2% $238.81 183,958 21 Nov 2022 Direct F8
transaction AZPN Common Stock Sale $991,548 -4,133 -2.2% $239.91 179,825 21 Nov 2022 Direct F9
transaction AZPN Common Stock Sale $784,559 -3,258 -1.8% $240.81 176,567 21 Nov 2022 Direct F10
transaction AZPN Common Stock Sale $582,744 -2,400 -1.4% $242.81 174,167 21 Nov 2022 Direct F11
transaction AZPN Common Stock Sale $244,793 -1,008 -0.58% $242.85 173,159 21 Nov 2022 Direct F12
transaction AZPN Common Stock Sale $708,442 -2,905 -1.7% $243.87 170,254 21 Nov 2022 Direct F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AZPN Employee Stock Option (Right to Buy) Options Exercise $0 -49,921 -80% $0.000000 12,834 21 Nov 2022 Common Stock 49,921 $49.81 Direct F14
transaction AZPN Employee Stock Option (Right to Buy) Options Exercise $0 -40,481 -53% $0.000000 36,284 21 Nov 2022 Common Stock 40,481 $51.03 Direct F15
transaction AZPN Employee Stock Option (Right to Buy) Options Exercise $0 -35,405 -56% $0.000000 27,482 21 Nov 2022 Common Stock 35,405 $70.99 Direct F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.00 to $232.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the applicable ranges set forth in footnotes (1) through (13) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $232.01 to $233.01, inclusive.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $233.02 to $234.01, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $234.09 to $234.71, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.155 to $236.13, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.16 to $237.11, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.165 to $238.15, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.35 to $239.34, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.39 to $240.39, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.42 to $241.21, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.43 to $242.43, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.44 to $243.44, inclusive.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.46 to $244.22, inclusive.
F14 The option granted at the exercise price of $49.81 vested in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2015.
F15 The option granted at the exercise price of $51.03 vested in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016.
F16 The option granted at the exercise price of $70.99 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2020.