Christopher G. Treece - 18 Nov 2022 Form 4 Insider Report for SIERRA BANCORP (BSRR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Nov 2022, 20:02:41 UTC
Prior SEC filing
23 Aug 2022
Next SEC filing
22 Aug 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher G. Treece
Filing notes and source

Key filing fact

Christopher G. Treece filed Form 4 for SIERRA BANCORP (BSRR) on 21 Nov 2022.

Key facts

  • This page summarizes Christopher G. Treece's Form 4 filing for SIERRA BANCORP (BSRR).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 21 Nov 2022, 20:02.

Change

  • Previous filing in this sequence was filed on 23 Aug 2022.
  • Current net transaction value: -$4,882.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BSRR transaction

Common Stock

Tax liability

Transaction value
$4,882
Shares
-229
Change %
-0.76%
Price
$21.32
Shares after
29,869
Date
19 Nov 2022
Ownership
Direct
Footnotes
F1
BSRR transaction

Common Stock

Award

Transaction value
$0
Shares
+5,276
Change %
+21%
Price
$0.000000
Shares after
30,098
Date
18 Nov 2022
Ownership
Direct
Footnotes
F2
BSRR transaction

Common Stock

Award

Transaction value
$0
Shares
+3,517
Change %
+17%
Price
$0.000000
Shares after
24,822
Date
18 Nov 2022
Ownership
Direct
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded shares of restricted stock

Footnote F2

Represents an award of performance-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant. The number of shares vesting at the end of three years will be calculated based upon the level of achievement of the performance goal specified in the agreement underlying such grant.

Footnote F3

Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2017 Stock Incentive Plan that vest ratably over three years, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.

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