Johnson Huang - 15 Nov 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Customer Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
15 Nov 2022
Net transactions value
-$347,472
Form type
4
Filing time
16 Nov 2022, 07:28:15 UTC
Previous filing
19 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $183,388 +9,652 +23% $19.00 52,015 15 Nov 2022 Direct F1
transaction YUMC Common Stock Sale $347,435 -6,317 -12% $55.00 45,698 15 Nov 2022 Direct F1
transaction YUMC Common Stock Disposed to Issuer $183,425 -3,335 -7.3% $55.00 42,363 15 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -9,652 -100% $0.000000* 0 15 Nov 2022 Common Stock 9,652 $19.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on August 24, 2022.
F2 Vested in full.