Johnson Huang - Nov 15, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Customer Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 15, 2022
Transactions value $
-$347,472
Form type
4
Date filed
11/16/2022, 07:28 AM
Previous filing
Sep 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $183K +9.65K +22.78% $19.00 52K Nov 15, 2022 Direct F1
transaction YUMC Common Stock Sale -$347K -6.32K -12.14% $55.00 45.7K Nov 15, 2022 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$183K -3.34K -7.3% $55.00 42.4K Nov 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -9.65K -100% $0.00* 0 Nov 15, 2022 Common Stock 9.65K $19.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on August 24, 2022.
F2 Vested in full.