Alice H. Wang - Nov 11, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Public Affairs Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 11, 2022
Transactions value $
-$165,990
Form type
4
Date filed
11/15/2022, 05:24 AM
Previous filing
Sep 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $81.6K +3.87K +22.64% $21.06 21K Nov 11, 2022 Direct
transaction YUMC Common Stock Options Exercise $40.5K +1.5K +7.15% $26.98 22.5K Nov 11, 2022 Direct
transaction YUMC Common Stock Sale -$166K -3.1K -13.77% $53.60 19.4K Nov 11, 2022 Direct
transaction YUMC Common Stock Disposed to Issuer -$122K -2.28K -11.76% $53.60 17.1K Nov 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -3.87K -100% $0.00* 0 Nov 11, 2022 Common Stock 3.87K $21.06 Direct F1
transaction YUMC Stock Appreciation Right Options Exercise $0 -1.5K -12.28% $0.00 10.7K Nov 11, 2022 Common Stock 1.5K $26.98 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.