Alice H. Wang - 11 Nov 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Public Affairs Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
11 Nov 2022
Net transactions value
-$165,990
Form type
4
Filing time
15 Nov 2022, 05:24:08 UTC
Previous filing
19 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $81,586 +3,874 +23% $21.06 20,982 11 Nov 2022 Direct
transaction YUMC Common Stock Options Exercise $40,470 +1,500 +7.1% $26.98 22,482 11 Nov 2022 Direct
transaction YUMC Common Stock Sale $165,892 -3,095 -14% $53.60 19,387 11 Nov 2022 Direct
transaction YUMC Common Stock Disposed to Issuer $122,154 -2,279 -12% $53.60 17,108 11 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -3,874 -100% $0.000000* 0 11 Nov 2022 Common Stock 3,874 $21.06 Direct F1
transaction YUMC Stock Appreciation Right Options Exercise $0 -1,500 -12% $0.000000 10,712 11 Nov 2022 Common Stock 1,500 $26.98 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested in full.