Leila Zhang - Nov 11, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Technology Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 11, 2022
Transactions value $
-$62,936
Form type
4
Date filed
11/15/2022, 05:05 AM
Previous filing
Sep 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $34.6K +1.82K +23.52% $19.00 9.58K Nov 11, 2022 Direct
transaction YUMC Common Stock Sale -$62.9K -1.18K -12.28% $53.51 8.4K Nov 11, 2022 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$34.6K -647 -7.7% $53.54 7.75K Nov 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -1.82K -100% $0.00* 0 Nov 11, 2022 Common Stock 1.82K $19.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $53.511 to $53.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.