Stephen P. Macmillan - Nov 9, 2022 Form 4 Insider Report for HOLOGIC INC (HOLX)

Role: Chairman, President and CEO, Director
Signature: /s/ Mark W. Irving, attorney-in-fact for Mr. MacMillan
Stock symbol: HOLX
Transactions as of: Nov 9, 2022
Transactions value $: -$15,711,110
Form type: 4
Date filed: 11/14/2022, 03:52 PM
Previous filing: Nov 9, 2022
Next filing: Dec 2, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOLX	Common Stock	Tax liability	-$417K	-5.78K	-0.23%	$72.11	2.49M	Nov 9, 2022	Direct	F1, F2
transaction	HOLX	Common Stock	Sale	-$3.25M	-43K	-1.73%	$75.64	2.44M	Nov 11, 2022	Direct	F2, F3
transaction	HOLX	Common Stock	Options Exercise	$2.5M	+95.4K	+3.9%	$26.21	2.54M	Nov 11, 2022	Direct	F2
transaction	HOLX	Common Stock	Sale	-$3.97M	-52.5K	-2.07%	$75.57	2.49M	Nov 11, 2022	Direct	F2, F4
transaction	HOLX	Common Stock	Sale	-$3.26M	-42.9K	-1.72%	$75.94	2.44M	Nov 11, 2022	Direct	F2, F5
transaction	HOLX	Common Stock	Tax liability	-$7.32M	-96.4K	-3.94%	$75.93	2.35M	Nov 11, 2022	Direct	F1, F2

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOLX	Non-qualified Stock Option (Right to Buy)	Options Exercise	$0	-95.4K	-50%	$0.00	95.4K	Nov 11, 2022	Common Stock	95.4K	$26.21	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld for tax obligations in connection with the settlement of restricted stock units/performance stock units for which service-based vesting requirements have been satisfied.
F2	Includes 1,079,673 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.
F3	The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.00 to $76.00 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F4	The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.00 to $75.935 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F5	The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $75.94 to $76.07 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F6	This option to purchase common stock became exercisable in equal installments on each of the first five anniversaries of the grant date, November 7, 2014.