ROBERT E. GUEST JR - 26 Aug 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Robert E. Guest
Issuer symbol
EFSC
Transactions as of
26 Aug 2022
Net transactions value
$0
Form type
4
Filing time
10 Nov 2022, 10:41:48 UTC
Previous filing
15 Jul 2022
Next filing
12 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Will/Inheritance $0 +1,650 $0.000000 1,650 26 Aug 2022 Guest Family Trust F1
transaction EFSC Common Stock Will/Inheritance $0 +8,676 +11% $0.000000 89,792 12 Oct 2022 Direct F2, F3
holding EFSC Common Stock 0 26 Aug 2022 Direct
holding EFSC Common Stock 8,220 26 Aug 2022 Spouse Ira

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Phantom Stock 2,199 26 Aug 2022 Common Stock 2,199 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired by inheritance. Mr. Guest has shared investment authority as a trustee.
F2 Shares acquired by inheritance.
F3 These shares are held jointly with spouse.
F4 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F5 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.