Nancy Ferrara - 07 Nov 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Executive Vice President, Operations and Continuous Improvement
Signature
/s/ Rachel Reid, Attorney-in-Fact
Issuer symbol
VOYA
Transactions as of
07 Nov 2022
Net transactions value
-$680,000
Form type
4
Filing time
08 Nov 2022, 17:15:51 UTC
Previous filing
11 Jul 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Sale $680,000 -10,000 -50% $68.00 9,878 07 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Performance-Based Stock Options 71,174 07 Nov 2022 Common Stock 71,174 Direct F2
holding VOYA Restricted Stock Units 14,268 07 Nov 2022 Common Stock 14,268 Direct F3
holding VOYA Performance Stock Unit 29,139 07 Nov 2022 Common Stock 29,139 Direct F4
holding VOYA Deferred Savings Plan Issuer Stock Units 7,334 07 Nov 2022 Common Stock 7,334 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
F2 The options vest based on the conditions set forth in their respective agreements.
F3 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F4 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F5 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F6 Includes dividend of 23.998 shares.

Remarks:

Executive Vice President, Operations and Continuous Improvement