David L. Stein - 07 Nov 2022 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Role
Executive Vice President
Signature
/s/ Lynn M. Floeter, attorney-in-fact for David L. Stein
Issuer symbol
ASB
Transactions as of
07 Nov 2022
Net transactions value
-$87,545
Form type
4
Filing time
08 Nov 2022, 11:08:20 UTC
Previous filing
19 Sep 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $204,240 +12,000 +17% $17.02 82,485 07 Nov 2022 Direct
transaction ASB Common Stock $0.01 Par Value Sale $291,785 -12,000 -15% $24.32 70,485 07 Nov 2022 Direct F1
holding ASB Common Stock $0.01 Par Value 8,924 07 Nov 2022 401(k) Plan
holding ASB Common Stock $0.01 Par Value 36,218 07 Nov 2022 by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -12,000 -50% $0.000000 11,882 07 Nov 2022 Common Stock $0.01 Par Value 12,000 $17.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.3050 to $24.3300, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.