Warton Wang - Nov 4, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 4, 2022
Transactions value $
-$231,794
Form type
4
Date filed
11/8/2022, 07:19 AM
Previous filing
Sep 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $143K +7.54K +547.89% $19.00 8.92K Nov 4, 2022 Direct
transaction YUMC Common Stock Sale -$232K -4.67K -52.34% $49.68 4.25K Nov 4, 2022 Direct F1
transaction YUMC Common Stock Disposed to Issuer -$143K -2.87K -67.62% $49.86 1.38K Nov 4, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -7.54K -100% $0.00* 0 Nov 4, 2022 Common Stock 7.54K $19.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $49.63 to $49.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.