Warton Wang - 04 Nov 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
04 Nov 2022
Net transactions value
-$231,794
Form type
4
Filing time
08 Nov 2022, 07:19:35 UTC
Previous filing
19 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $143,241 +7,539 +548% $19.00 8,915 04 Nov 2022 Direct
transaction YUMC Common Stock Sale $231,787 -4,666 -52% $49.68 4,249 04 Nov 2022 Direct F1
transaction YUMC Common Stock Disposed to Issuer $143,248 -2,873 -68% $49.86 1,376 04 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Options Exercise $0 -7,539 -100% $0.000000* 0 04 Nov 2022 Common Stock 7,539 $19.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $49.63 to $49.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F2 Vested in full.