Key facts
- This page summarizes Diane M. Sullivan's Form 4 filing for CALERES INC (CAL).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 04 Nov 2022, 17:07.
Diane M. Sullivan - 02 Nov 2022 Form 4 Insider Report for CALERES INC (CAL)
- Reporting relationship
- CEO & Chair. of Board, Director
- Issuer ticker
- CAL
- Reported as of
- 02 Nov 2022
- Net transaction value
- -$290,294
- SEC form
- 4
- Accepted by SEC
- 04 Nov 2022, 17:07:17 UTC
- Prior SEC filing
- 02 Nov 2022
- Next SEC filing
- 08 Nov 2022
- Source filing
- View source filing
- Reporting owner signature
- Thomas C. Burke, Attny in Fact for Diane M. Sullivan
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Diane M. Sullivan filed Form 4 for CALERES INC (CAL) on 04 Nov 2022.
Change
- Previous filing in this sequence was filed on 02 Nov 2022.
- Current net transaction value: -$290,294.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CAL
transaction
Common Stock
Sale
- Transaction value
- $133,922
- Shares
- -4,900
- Change %
- -2.4%
- Price
- $27.33
- Shares after
- 196,236
- Date
- 02 Nov 2022
- Ownership
- By Trust
- Footnotes
- F1, F2
CAL
transaction
Common Stock
Sale
- Transaction value
- $156,372
- Shares
- -5,860
- Change %
- -3%
- Price
- $26.68
- Shares after
- 190,376
- Date
- 03 Nov 2022
- Ownership
- By Trust
- Footnotes
- F1, F3
CAL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 508,601
- Date
- 02 Nov 2022
- Ownership
- Direct
CAL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,085
- Date
- 02 Nov 2022
- Ownership
- Indirect holdings through 401(k) Plan
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2022.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.13 to $27.69, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.36 to $26.97, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.