Marc N. Casper - 02 Nov 2022 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Reporting relationship: Chairman & CEO, Director
Issuer ticker: TMO
Reported as of: 02 Nov 2022
Net transaction value: -$3,305,294
SEC form: 4
Accepted by SEC: 04 Nov 2022, 16:48:22 UTC
Prior SEC filing: 02 Nov 2022
Next SEC filing: 08 Nov 2022
Source filing: View source filing
Reporting owner signature: /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper

Key filing fact

Marc N. Casper filed Form 4 for THERMO FISHER SCIENTIFIC INC. (TMO) on 04 Nov 2022.

Key facts

This page summarizes Marc N. Casper's Form 4 filing for THERMO FISHER SCIENTIFIC INC. (TMO).
27 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 04 Nov 2022, 16:48.

Change

Previous filing in this sequence was filed on 02 Nov 2022.
Current net transaction value: -$3,305,294.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMO transaction

Common Stock

Options Exercise

Transaction value: $1,297,700
Shares: +10,000
Change %: +5.6%
Price: $129.77^*
Shares after: 188,005
Date: 02 Nov 2022
Ownership: Direct

TMO transaction

Common Stock

Sale

Transaction value: $280,806
Shares: -572
Change %: -0.3%
Price: $490.92
Shares after: 187,433
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F2

TMO transaction

Common Stock

Sale

Transaction value: $98,284
Shares: -200
Change %: -0.11%
Price: $491.42
Shares after: 187,233
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F3

TMO transaction

Common Stock

Sale

Transaction value: $279,582
Shares: -567
Change %: -0.3%
Price: $493.09
Shares after: 186,666
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F4

TMO transaction

Common Stock

Sale

Transaction value: $148,176
Shares: -300
Change %: -0.16%
Price: $493.92
Shares after: 186,366
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F5

TMO transaction

Common Stock

Sale

Transaction value: $148,548
Shares: -300
Change %: -0.16%
Price: $495.16
Shares after: 186,066
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F6

TMO transaction

Common Stock

Sale

Transaction value: $99,178
Shares: -200
Change %: -0.11%
Price: $495.89
Shares after: 185,866
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F7

TMO transaction

Common Stock

Sale

Transaction value: $99,720
Shares: -200
Change %: -0.11%
Price: $498.60
Shares after: 185,666
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F8

TMO transaction

Common Stock

Sale

Transaction value: $150,081
Shares: -300
Change %: -0.16%
Price: $500.27
Shares after: 185,366
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F9

TMO transaction

Common Stock

Sale

Transaction value: $150,525
Shares: -300
Change %: -0.16%
Price: $501.75
Shares after: 185,066
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F10

TMO transaction

Common Stock

Sale

Transaction value: $449,429
Shares: -893
Change %: -0.48%
Price: $503.28
Shares after: 184,173
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F11

TMO transaction

Common Stock

Sale

Transaction value: $488,938
Shares: -970
Change %: -0.53%
Price: $504.06
Shares after: 183,203
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F12

TMO transaction

Common Stock

Sale

Transaction value: $353,871
Shares: -700
Change %: -0.38%
Price: $505.53
Shares after: 182,503
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F13

TMO transaction

Common Stock

Sale

Transaction value: $463,557
Shares: -915
Change %: -0.5%
Price: $506.62
Shares after: 181,588
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F14

TMO transaction

Common Stock

Sale

Transaction value: $507,560
Shares: -1,000
Change %: -0.55%
Price: $507.56
Shares after: 180,588
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F15

TMO transaction

Common Stock

Sale

Transaction value: $305,124
Shares: -600
Change %: -0.33%
Price: $508.54
Shares after: 179,988
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F16

TMO transaction

Common Stock

Sale

Transaction value: $458,658
Shares: -900
Change %: -0.5%
Price: $509.62
Shares after: 179,088
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F17

TMO transaction

Common Stock

Sale

Transaction value: $348,692
Shares: -683
Change %: -0.38%
Price: $510.53
Shares after: 178,405
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F18

TMO transaction

Common Stock

Sale

Transaction value: $102,374
Shares: -200
Change %: -0.11%
Price: $511.87
Shares after: 178,205
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F19

TMO transaction

Common Stock

Sale

Transaction value: $102,520
Shares: -200
Change %: -0.11%
Price: $512.60
Shares after: 178,005
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F20

TMO transaction

Common Stock

Options Exercise

Transaction value: $1,297,700
Shares: +10,000
Change %: +5.6%
Price: $129.77^*
Shares after: 188,005
Date: 03 Nov 2022
Ownership: Direct

TMO transaction

Common Stock

Sale

Transaction value: $95,454
Shares: -200
Change %: -0.11%
Price: $477.27
Shares after: 187,805
Date: 03 Nov 2022
Ownership: Direct
Footnotes: F1, F21

TMO transaction

Common Stock

Sale

Transaction value: $47,795
Shares: -100
Change %: -0.05%
Price: $477.95
Shares after: 187,705
Date: 03 Nov 2022
Ownership: Direct
Footnotes: F1

TMO transaction

Common Stock

Sale

Transaction value: $288,120
Shares: -600
Change %: -0.32%
Price: $480.20
Shares after: 187,105
Date: 03 Nov 2022
Ownership: Direct
Footnotes: F1, F22

TMO transaction

Common Stock

Sale

Transaction value: $433,701
Shares: -900
Change %: -0.48%
Price: $481.89
Shares after: 186,205
Date: 03 Nov 2022
Ownership: Direct
Footnotes: F1, F23

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMO transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -26%
Price: $0.000000
Shares after: 28,100
Date: 02 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $129.77
Footnotes: F24

TMO transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -10,000
Change %: -36%
Price: $0.000000
Shares after: 18,100
Date: 03 Nov 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $129.77
Footnotes: F24

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 24 footnotes

Footnote F1

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $490.80 to $491.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22), and (23) to this Form 4.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $491.15 to $491.69, inclusive.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $492.78 to $493.46, inclusive.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $493.84 to $494.07, inclusive.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $494.88 to $495.53, inclusive.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $495.88 to $495.89, inclusive.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $498.49 to $498.71, inclusive.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $499.86 to $500.85, inclusive.

Footnote F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.23 to $502.19, inclusive.

Footnote F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.74 to $503.70, inclusive.

Footnote F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.79 to $504.56, inclusive.

Footnote F13

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.02 to $505.67, inclusive.

Footnote F14

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.08 to $507.03, inclusive.

Footnote F15

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $507.15 to $507.94, inclusive.

Footnote F16

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $508.16 to $509.12, inclusive.

Footnote F17

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $509.18 to $510.06, inclusive.

Footnote F18

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.18 to $511.16, inclusive.

Footnote F19

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.53 to $512.20, inclusive.

Footnote F20

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $512.55 to $512.65, inclusive.

Footnote F21

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $476.81 to $477.73, inclusive.

Footnote F22

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $479.77 to $480.39, inclusive.

Footnote F23

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $481.44 to $482.35, inclusive.

Footnote F24

The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

SEC remarks

One of two Form 4's filed on November 4, 2022 for the reporting of transactions occurring on November 2, 2022 and November 3, 2022, both partially included in the first Form 4. The second Form 4 includes additional transactions occurring on November 3, 2022 that could not be included in the first Form 4 due to a limitation on the number of line items that can be included per table in a single Form 4.