Marc N. Casper - Nov 2, 2022 Form 4 Insider Report for THERMO FISHER SCIENTIFIC INC. (TMO)

Signature
/s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper
Stock symbol
TMO
Transactions as of
Nov 2, 2022
Transactions value $
-$3,305,294
Form type
4
Date filed
11/4/2022, 04:48 PM
Previous filing
Nov 2, 2022
Next filing
Nov 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMO Common Stock Options Exercise $1.3M +10K +5.62% $129.77* 188K Nov 2, 2022 Direct
transaction TMO Common Stock Sale -$281K -572 -0.3% $490.92 187K Nov 2, 2022 Direct F1, F2
transaction TMO Common Stock Sale -$98.3K -200 -0.11% $491.42 187K Nov 2, 2022 Direct F1, F3
transaction TMO Common Stock Sale -$280K -567 -0.3% $493.09 187K Nov 2, 2022 Direct F1, F4
transaction TMO Common Stock Sale -$148K -300 -0.16% $493.92 186K Nov 2, 2022 Direct F1, F5
transaction TMO Common Stock Sale -$149K -300 -0.16% $495.16 186K Nov 2, 2022 Direct F1, F6
transaction TMO Common Stock Sale -$99.2K -200 -0.11% $495.89 186K Nov 2, 2022 Direct F1, F7
transaction TMO Common Stock Sale -$99.7K -200 -0.11% $498.60 186K Nov 2, 2022 Direct F1, F8
transaction TMO Common Stock Sale -$150K -300 -0.16% $500.27 185K Nov 2, 2022 Direct F1, F9
transaction TMO Common Stock Sale -$151K -300 -0.16% $501.75 185K Nov 2, 2022 Direct F1, F10
transaction TMO Common Stock Sale -$449K -893 -0.48% $503.28 184K Nov 2, 2022 Direct F1, F11
transaction TMO Common Stock Sale -$489K -970 -0.53% $504.06 183K Nov 2, 2022 Direct F1, F12
transaction TMO Common Stock Sale -$354K -700 -0.38% $505.53 183K Nov 2, 2022 Direct F1, F13
transaction TMO Common Stock Sale -$464K -915 -0.5% $506.62 182K Nov 2, 2022 Direct F1, F14
transaction TMO Common Stock Sale -$508K -1K -0.55% $507.56 181K Nov 2, 2022 Direct F1, F15
transaction TMO Common Stock Sale -$305K -600 -0.33% $508.54 180K Nov 2, 2022 Direct F1, F16
transaction TMO Common Stock Sale -$459K -900 -0.5% $509.62 179K Nov 2, 2022 Direct F1, F17
transaction TMO Common Stock Sale -$349K -683 -0.38% $510.53 178K Nov 2, 2022 Direct F1, F18
transaction TMO Common Stock Sale -$102K -200 -0.11% $511.87 178K Nov 2, 2022 Direct F1, F19
transaction TMO Common Stock Sale -$103K -200 -0.11% $512.60 178K Nov 2, 2022 Direct F1, F20
transaction TMO Common Stock Options Exercise $1.3M +10K +5.62% $129.77* 188K Nov 3, 2022 Direct
transaction TMO Common Stock Sale -$95.5K -200 -0.11% $477.27 188K Nov 3, 2022 Direct F1, F21
transaction TMO Common Stock Sale -$47.8K -100 -0.05% $477.95 188K Nov 3, 2022 Direct F1
transaction TMO Common Stock Sale -$288K -600 -0.32% $480.20 187K Nov 3, 2022 Direct F1, F22
transaction TMO Common Stock Sale -$434K -900 -0.48% $481.89 186K Nov 3, 2022 Direct F1, F23

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -10K -26.25% $0.00 28.1K Nov 2, 2022 Common Stock 10K $129.77 Direct F24
transaction TMO Stock Option (Right to Buy) Options Exercise $0 -10K -35.59% $0.00 18.1K Nov 3, 2022 Common Stock 10K $129.77 Direct F24
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $490.80 to $491.04, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22), and (23) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $491.15 to $491.69, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $492.78 to $493.46, inclusive.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $493.84 to $494.07, inclusive.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $494.88 to $495.53, inclusive.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $495.88 to $495.89, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $498.49 to $498.71, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $499.86 to $500.85, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.23 to $502.19, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.74 to $503.70, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.79 to $504.56, inclusive.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.02 to $505.67, inclusive.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.08 to $507.03, inclusive.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $507.15 to $507.94, inclusive.
F16 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $508.16 to $509.12, inclusive.
F17 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $509.18 to $510.06, inclusive.
F18 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.18 to $511.16, inclusive.
F19 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.53 to $512.20, inclusive.
F20 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $512.55 to $512.65, inclusive.
F21 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $476.81 to $477.73, inclusive.
F22 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $479.77 to $480.39, inclusive.
F23 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $481.44 to $482.35, inclusive.
F24 The option vested in four equal installments on February 24, 2017, 2018, 2019, and 2020.

Remarks:

One of two Form 4's filed on November 4, 2022 for the reporting of transactions occurring on November 2, 2022 and November 3, 2022, both partially included in the first Form 4. The second Form 4 includes additional transactions occurring on November 3, 2022 that could not be included in the first Form 4 due to a limitation on the number of line items that can be included per table in a single Form 4.