Andy Yeung - Nov 1, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Financial Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Nov 1, 2022
Transactions value $
-$137,577
Form type
4
Date filed
11/3/2022, 06:01 AM
Previous filing
Sep 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +8.4K +85.44% $0.00 18.2K Nov 1, 2022 Direct F1
transaction YUMC Common Stock Tax liability -$138K -3.2K -17.52% $43.06 15K Nov 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -8.4K -100% $0.00* 0 Nov 1, 2022 Common Stock 8.4K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 11/01/2019.
F3 This grant does not have an expiration date.