John A. Utz - Oct 25, 2022 Form 4 Insider Report for ASSOCIATED BANC-CORP (ASB)

Signature
/s/ Lynn M. Floeter, attorney-in-fact for John A. Utz
Stock symbol
ASB
Transactions as of
Oct 25, 2022
Transactions value $
-$119,691
Form type
4
Date filed
10/26/2022, 01:23 PM
Previous filing
Oct 18, 2022
Next filing
Nov 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASB Common Stock $0.01 Par Value Options Exercise $177K +12.7K +17.34% $14.02 85.7K Oct 25, 2022 Direct
transaction ASB Common Stock $0.01 Par Value Sale -$297K -12.7K -14.77% $23.48 73K Oct 25, 2022 Direct F1
holding ASB Common Stock $0.01 Par Value 14.6K Oct 25, 2022 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASB Non-qualified Stock Option (Right to Buy) Options Exercise $0 -12.7K -100% $0.00* 0 Oct 25, 2022 Common Stock $0.01 Par Value 12.7K $14.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $23.49, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
F2 Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.