Alec Machiels - Oct 14, 2022 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Role
Director
Signature
/s/ David Watson, attorney-in-fact for Alec Machiels
Stock symbol
APLS
Transactions as of
Oct 14, 2022
Transactions value $
-$70,800
Form type
4
Date filed
10/17/2022, 05:57 PM
Previous filing
Sep 16, 2022
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Options Exercise $3.34K +1.25K +0.47% $2.67* 265K Oct 14, 2022 Direct F1
transaction APLS Common Stock Sale -$74.1K -1.25K -0.47% $59.31 264K Oct 14, 2022 Direct F1
holding APLS Common Stock 250K Oct 14, 2022 Indirect Owner (Bauhaus 1 LLC)
holding APLS Common Stock 12K Oct 14, 2022 Indirect Owner (Owned by Spouse) F2
holding APLS Common Stock 150K Oct 14, 2022 Indirect Owner (Spouse Trust)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -1.25K -1.07% $0.00 116K Oct 14, 2022 Common Stock 1.25K $2.67 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This is a scheduled exercise and sale from 10B5-1 trading plan.
F2 Owned by spouse.
F3 This option was granted on December 5, 2013 and fully vested.