william r. burke - Oct 13, 2022 Form 3 Insider Report for CARNIVAL CORP (CCL)

Role
Chief Maritime Officer
Signature
/s/ William R. Burke
Stock symbol
CCL
Transactions as of
Oct 13, 2022
Transactions value $
$0
Form type
3
Date filed
10/13/2022, 05:34 PM
Next filing
Jan 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCL Common Stock 24.4K Oct 13, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 18,702 restricted stock units ("RSUs") granted on January 19, 2021 pursuant to the Carnival Corporation 2020 Stock Plan. The grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. One third of the original grant of 28,053 RSUs vested on January 19, 2022 and the remaining 18,702 RSUs will vest on a pro rata basis on the second and third anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
F2 Includes shares acquired pursuant to the Carnival Corporation Employee Stock Purchase Plan.