Heather H. Lavallee - Sep 30, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
President and CEO-Elect
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Sep 30, 2022
Transactions value $
$209
Form type
4
Date filed
10/3/2022, 04:13 PM
Previous filing
Sep 19, 2022
Next filing
Oct 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 7.6K Sep 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $209 +3.45 +0.08% $60.50 4.58K Sep 30, 2022 Common Stock 3.45 Direct F1, F2
holding VOYA Performance Stock Unit 96.1K Sep 30, 2022 Common Stock 96.1K Direct F3
holding VOYA Restricted Stock Units 34.2K Sep 30, 2022 Common Stock 34.2K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 Includes a dividend of 14.966 shares.
F3 The performance stock units were awarded as compensation and convert to to common stock based on the achievement of certain performance factors.
F4 Each stock unit represents a conditional right to receive one share of the company's common stock.

Remarks:

President and CEO-Elect