Key facts
- This page summarizes Kevin Christopher Siebert's Form 4 filing for VIAVI SOLUTIONS INC. (VIAV).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 30 Aug 2022, 18:18.
Kevin Christopher Siebert - 28 Aug 2022 Form 4 Insider Report for VIAVI SOLUTIONS INC. (VIAV)
- Reporting relationship
- SVP Gen. Counsel & Secretary
- Issuer ticker
- VIAV
- Reported as of
- 28 Aug 2022
- Net transaction value
- -$75,224
- SEC form
- 4
- Accepted by SEC
- 30 Aug 2022, 18:18:02 UTC
- Prior SEC filing
- 03 Jun 2022
- Next SEC filing
- 01 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Donna T. Rossi, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kevin Christopher Siebert filed Form 4 for VIAVI SOLUTIONS INC. (VIAV) on 30 Aug 2022.
Change
- Previous filing in this sequence was filed on 03 Jun 2022.
- Current net transaction value: -$75,224.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIAV
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,094
- Change %
- +4.4%
- Price
- $0.000000
- Shares after
- 49,772
- Date
- 28 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
VIAV
transaction
Common Stock
Tax liability
- Transaction value
- $9,181
- Shares
- -631
- Change %
- -1.3%
- Price
- $14.55
- Shares after
- 49,141
- Date
- 28 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
VIAV
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,158
- Change %
- +17%
- Price
- $0.000000
- Shares after
- 57,299
- Date
- 28 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
VIAV
transaction
Common Stock
Tax liability
- Transaction value
- $35,735
- Shares
- -2,456
- Change %
- -4.3%
- Price
- $14.55
- Shares after
- 54,843
- Date
- 28 Aug 2022
- Ownership
- Direct
- Footnotes
- F2
VIAV
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,919
- Change %
- +13%
- Price
- $0.000000
- Shares after
- 61,762
- Date
- 28 Aug 2022
- Ownership
- Direct
- Footnotes
- F1
VIAV
transaction
Common Stock
Tax liability
- Transaction value
- $30,308
- Shares
- -2,083
- Change %
- -3.4%
- Price
- $14.55
- Shares after
- 59,679
- Date
- 28 Aug 2022
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIAV
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,094
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,094
- Exercise price
- $0.000000
- Footnotes
- F1, F4, F5
VIAV
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,158
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 8,158
- Date
- 28 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,158
- Exercise price
- $0.000000
- Footnotes
- F1, F5, F6
VIAV
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,919
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 13,840
- Date
- 28 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,919
- Exercise price
- $0.000000
- Footnotes
- F1, F5, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Each unit converts upon vesting into one share of common stock.
Footnote F2
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Footnote F3
This reporting person previously filed a Form 4 on June 3, 2022, which incorrectly reported the number of shares of common stock beneficially owned by the reporting person following the applicable transaction. This Form 4 reports the correct amount of number of shares of common stock beneficially owned by the reporting person after taking into account all applicable transactions to date.
Footnote F4
1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.
Footnote F5
There are no expiration dates on RSUs
Footnote F6
Units subject to the Award shall vest annually in three equal installments over three years.
Footnote F7
Units subject to the Award shall vest annually in three equal installments over three years.