MAZZELLA JOSEPH F - 15 Aug 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Mazzella
Issuer symbol
PFSI
Transactions as of
15 Aug 2022
Net transactions value
-$1,169,902
Form type
4
Filing time
17 Aug 2022, 21:53:45 UTC
Previous filing
05 Aug 2022
Next filing
19 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale $760,436 -13,000 -6.5% $58.50 187,891 15 Aug 2022 Direct F1, F2, F4
transaction PFSI Common Stock Sale $409,466 -7,000 -3% $58.50 224,031 15 Aug 2022 Mazzella Family Irrevocable Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were sold pursuant to a 10b5-1 plan.
F2 The price reported is the weighted average price of multiple transactions ranging from $57.58 to $59.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F3 The price reported is the weighted average price of multiple transactions ranging from $57.58 to $59.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
F4 The reported amount consists of 2,539 restricted stock units and 185,352 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.