Alan Lotvin - 03 Aug 2022 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Signature
/s/ Alan M. Lotvin
Issuer symbol
CVS
Transactions as of
03 Aug 2022
Net transactions value
-$5,946,422
Form type
4
Filing time
05 Aug 2022, 16:50:47 UTC
Previous filing
13 Jul 2022
Next filing
03 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Options Exercise $4,107,019 +70,398 +64% $58.34 179,581 03 Aug 2022 Direct
transaction CVS Common Stock Sale $6,899,004 -70,398 -39% $98.00 109,183 03 Aug 2022 Direct F1
transaction CVS Common Stock Options Exercise $2,736,649 +50,501 +46% $54.19 159,684 03 Aug 2022 Direct
transaction CVS Common Stock Sale $4,949,098 -50,501 -32% $98.00 109,183 03 Aug 2022 Direct F1
transaction CVS Common Stock Options Exercise $1,402,276 +22,541 +21% $62.21 131,724 04 Aug 2022 Direct
transaction CVS Common Stock Sale $2,344,264 -22,541 -17% $104.00 109,183 04 Aug 2022 Direct F1
holding CVS Common Stock 492 03 Aug 2022 By Children's Trusts
holding CVS Common Stock (restricted) 5,827 03 Aug 2022 Direct
holding CVS Stock Unit 30,177 03 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Options Exercise $0 -70,398 -50% $0.000000 70,399 03 Aug 2022 Common Stock 70,398 $58.34 Direct F2, F3
transaction CVS Stock Option Options Exercise $0 -50,501 -71% $0.000000 20,201 03 Aug 2022 Common Stock 50,501 $54.19 Direct F4
transaction CVS Stock Option Options Exercise $0 -22,541 -100% $0.000000* 0 04 Aug 2022 Common Stock 22,541 $62.21 Direct F5
holding CVS Phantom Stock Credits 554 03 Aug 2022 Common Stock 554 $1.00 Direct F6, F7
holding CVS Stock Option 27,395 03 Aug 2022 Common Stock 27,395 $104.82 Direct F8
holding CVS Stock Option 32,911 03 Aug 2022 Common Stock 32,911 $78.05 Direct F9
holding CVS Stock Option 120,940 03 Aug 2022 Common Stock 120,940 $74.30 Direct F10
holding CVS Stock Option 77,962 03 Aug 2022 Common Stock 77,962 $101.09 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales were effected pursuant to a Rule 10b5-1 plan.
F2 The number of shares subject to the option were calculated using a 30-day average price.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2021.
F4 Option became exercisable in four equal annual installments, commencing 4/1/2020.
F5 Option became exercisable in four equal annual installments, commencing 4/1/2019.
F6 Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F7 Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F8 Option became exercisable in four equal annual installments, commencing 4/1/2017.
F9 Option became exercisable in four equal annual installments, commencing 4/3/2018.
F10 Option became exercisable in four equal annual installments, commencing 4/1/2022.
F11 Option becomes exercisable in four equal annual installments, commencing 4/1/2023.