Yoon J. Hugh - 01 Aug 2022 Form 4 Insider Report for MATTEL INC /DE/ (MAT)

Role
SVP & Corporate Controller
Signature
/s/ Tiffani Magri, Attorney-in-Fact for Yoon Hugh
Issuer symbol
MAT
Transactions as of
01 Aug 2022
Net transactions value
-$52,660
Form type
4
Filing time
03 Aug 2022, 21:46:34 UTC
Previous filing
02 Aug 2022
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MAT Common Stock Options Exercise +3,753 +17% 26,246 01 Aug 2022 Direct F1
transaction MAT Common Stock Tax liability $30,062 -1,298 -4.9% $23.16 24,948 01 Aug 2022 Direct F2
transaction MAT Common Stock Options Exercise +2,824 +11% 27,772 02 Aug 2022 Direct F3
transaction MAT Common Stock Tax liability $22,598 -977 -3.5% $23.13 26,795 02 Aug 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MAT Restricted Stock Units - Granted 08/01/2019 Options Exercise $0 -3,753 -100% $0.000000* 0 01 Aug 2022 Common Stock 3,753 Direct F1
transaction MAT Restricted Stock Units Options Exercise $0 -2,824 -33% $0.000000 5,734 02 Aug 2022 Common Stock 2,824 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock.
F2 Pursuant to the terms of the August 1, 2019 RSU grant, 1,298 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
F3 As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 8,558 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 2,824 shares of Mattel, Inc. Common Stock.
F4 Pursuant to the terms of the August 2, 2021 RSU grant, 977 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.