Roberto Jacobo Isaias Zanatta - Jul 31, 2022 Form 4 Insider Report for MATTEL INC /DE/ (MAT)

Signature
/s/ Tiffani Magri, Attorney-in-Fact for Roberto Jacobo Isaias Zanatta
Stock symbol
MAT
Transactions as of
Jul 31, 2022
Transactions value $
-$134,537
Form type
4
Date filed
8/2/2022, 09:49 PM
Previous filing
May 3, 2022
Next filing
Aug 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MAT Common Stock Options Exercise +11.7K +19.33% 72.2K Jul 31, 2022 Direct F1
transaction MAT Common Stock Tax liability -$135K -5.8K -8.03% $23.20 66.4K Jul 31, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MAT Restricted Stock Units Options Exercise $0 -11.7K -49.25% $0.00 12.1K Jul 31, 2022 Common Stock 11.7K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 35,441 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 11,696 shares of Mattel, Inc. Common Stock.
F2 Pursuant to the terms of the July 31, 2020 RSU grant, 5,799 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.