Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | SWK | Common Stock | 7.75K | Jul 22, 2022 | Direct | F1 | |||||
holding | SWK | Common Stock | 883 | Jul 22, 2022 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | SWK | Stock Option (Right to Buy) | Jul 22, 2022 | Common Stock | 7.5K | $168.78 | Direct | F3 | ||||||
holding | SWK | Stock Option (Right to Buy) | Jul 22, 2022 | Common Stock | 10K | $130.88 | Direct | F4 | ||||||
holding | SWK | Stock Option (Right to Buy) | Jul 22, 2022 | Common Stock | 10K | $150.70 | Direct | F5 | ||||||
holding | SWK | Stock Option (Right to Buy) | Jul 22, 2022 | Common Stock | 7.5K | $179.85 | Direct | F6 | ||||||
holding | SWK | Stock Option (Right to Buy) | Jul 22, 2022 | Common Stock | 5.76K | $193.97 | Direct | F7 | ||||||
holding | SWK | Interest in Employer Stock Fund (Supplemental Plan) | Jul 22, 2022 | Common Stock | 385 | Direct | F8, F9 |
Id | Content |
---|---|
F1 | The reporting person first became subject to Section 16 as an officer of the company on 4/19/2018, but ceased to be subject to Section 16 on 4/22/2022. The reporting person became a Section 16 officer again on 7/22/2022 and therefore is filing this Form 3. |
F2 | Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report. |
F3 | The option becomes exercisable in four equal annual installments beginning on 12/7/2018. |
F4 | The option becomes exercisable in four equal annual installments beginning on 12/4/2019. |
F5 | The option becomes exercisable in four equal annual installments beginning on 12/3/2020. |
F6 | The option becomes exercisable in four equal annual installments beginning on 12/3/2021. |
F7 | The option becomes exercisable in four equal annual installments beginning on 12/10/2022. |
F8 | Represents shares notionally held for the reporting person under the Company's Supplemental Plan. |
F9 | Exempt |