Christopher S. Riker - Jul 28, 2022 Form 3 Insider Report for Babcock & Wilcox Enterprises, Inc. (BW)

Role
Senior Vice President
Signature
/s/ John J. Dziewsiz, attorney-in-fact for Christopher S. Riker
Stock symbol
BW
Transactions as of
Jul 28, 2022
Transactions value $
$0
Form type
3
Date filed
7/28/2022, 05:31 PM
Next filing
Aug 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BW Common Stock 330 Jul 28, 2022 401k Plan
holding BW Common Stock 2K Jul 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BW Restricted Stock Units Jul 28, 2022 Common Stock 25K $0.00 Direct F1, F2
holding BW Restricted Stock Units Jul 28, 2022 Common Stock 30K $0.00 Direct F1, F3
holding BW Restricted Stock Units Jul 28, 2022 Common Stock 30K $0.00 Direct F4, F5
holding BW Stock Option (right to purchase) Jul 28, 2022 Common Stock 492 $132.70 Direct F6
holding BW Stock Option (right to purchase) Jul 28, 2022 Common Stock 433 $137.60 Direct F6
holding BW Stock Option (right to purchase) Jul 28, 2022 Common Stock 1.02K $41.70 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2015 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.
F2 RSUs vest in three installments beginning August 13, 2020.
F3 RSUs vest in three installments beginning August 25, 2021.
F4 Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated Long-Term 2021 Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.
F5 RSUs vest in three installments beginning August 11, 2022.
F6 Stock options are fully vested.

Remarks:

Power of attorney filed as exhibit 24 herewith.