Stephane Bancel - 16 May 2022 Form 4 Insider Report for Moderna, Inc. (MRNA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
18 May 2022, 16:07:10 UTC
Prior SEC filing
13 May 2022
Next SEC filing
20 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Sandstrom, as Attorney-in-Fact

Key filing fact

Stephane Bancel filed Form 4 for Moderna, Inc. (MRNA) on 18 May 2022.

Key facts

  • This page summarizes Stephane Bancel's Form 4 filing for Moderna, Inc. (MRNA).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 18 May 2022, 16:07.

Change

  • Previous filing in this sequence was filed on 13 May 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MRNA transaction

Common Stock

Other

Transaction value
$0
Shares
+24,411
Change %
+0.45%
Price
$0.000000
Shares after
5,415,946
Date
16 May 2022
Ownership
Direct
Footnotes
F1
MRNA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,050,372
Date
16 May 2022
Ownership
See Footnote
Footnotes
F2
MRNA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,894,880
Date
16 May 2022
Ownership
See Footnote
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents the receipt of shares by the reporting person pursuant to pro rata distributions-in-kind, without consideration, of shares of the company's common stock by Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") to the partners of Flagship Fund IV and by its general partner, Flagship Ventures Fund IV General Partner, LLC. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

Footnote F2

These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Footnote F3

These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

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