Vandad Fartaj - 11 May 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chief Investment Officer
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Fartaj
Issuer symbol
PFSI
Transactions as of
11 May 2022
Net transactions value
-$674,326
Form type
4
Filing time
13 May 2022, 19:02:44 UTC
Previous filing
17 Mar 2022
Next filing
03 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale $112,904 -2,500 -2.2% $45.16 108,634 11 May 2022 Direct F1, F2
transaction PFSI Common Stock Sale $561,422 -12,500 -12% $44.91 96,134 12 May 2022 Direct F3, F4
holding PFSI Common Stock 844,959 11 May 2022 The Fartaj Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $45.02 to $45.32. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F2 The reported amount consists of 18,444 restricted stock units and 90,190 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3 The price reported is the weighted average price of multiple transactions ranging from $44.74 to $45.045. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F4 The reported amount consists of 18,444 restricted stock units and 77,690 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.