Warton Wang - May 1, 2022 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
May 1, 2022
Transactions value $
$0
Form type
3
Date filed
5/9/2022, 07:51 AM
Next filing
May 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 1.38K May 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Restricted Stock Unit May 1, 2022 Common Stock 1.8K Direct F1, F2, F3
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 7.54K $19.00 Direct F4
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 7.31K $21.30 Direct F4
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 10.2K $22.32 Direct F4
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 14.5K $21.06 Direct F4
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 11.6K $26.56 Direct F4
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 6.94K $40.29 Direct F4
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 10.5K $41.66 Direct F5
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 6.44K $42.71 Direct F6
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 12K $57.39 Direct F7
holding YUMC Stock Appreciation Right May 1, 2022 Common Stock 14.5K $50.16 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from 02/10/2022.
F2 This grant does not have an expiration date.
F3 Conversion occurs on a one-for-one basis.
F4 Vested in full.
F5 Vesting occurs 25% per year beginning one year from 02/07/2019.
F6 Vesting occurs 25% per year beginning one year from 02/07/2020.
F7 Vesting occurs 25% per year beginning one year from 02/05/2021.