Warton Wang - 01 May 2022 Form 3 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
General Manager, KFC
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
01 May 2022
Net transactions value
$0
Form type
3
Filing time
09 May 2022, 07:51:01 UTC
Next filing
09 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding YUMC Common Stock 1,376 01 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding YUMC Restricted Stock Unit 01 May 2022 Common Stock 1,799 Direct F1, F2, F3
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 7,539 $19.00 Direct F4
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 7,305 $21.30 Direct F4
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 10,225 $22.32 Direct F4
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 14,513 $21.06 Direct F4
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 11,550 $26.56 Direct F4
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 6,942 $40.29 Direct F4
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 10,479 $41.66 Direct F5
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 6,438 $42.71 Direct F6
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 12,040 $57.39 Direct F7
holding YUMC Stock Appreciation Right 01 May 2022 Common Stock 14,468 $50.16 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from 02/10/2022.
F2 This grant does not have an expiration date.
F3 Conversion occurs on a one-for-one basis.
F4 Vested in full.
F5 Vesting occurs 25% per year beginning one year from 02/07/2019.
F6 Vesting occurs 25% per year beginning one year from 02/07/2020.
F7 Vesting occurs 25% per year beginning one year from 02/05/2021.