Pascal Deschatelets - 21 Apr 2022 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 May 2022, 20:05:25 UTC
Prior SEC filing
14 Feb 2022
Next SEC filing
09 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Watson, attorney-in-fact for Pascal Deschatelets

Key filing fact

Pascal Deschatelets filed Form 4 for Apellis Pharmaceuticals, Inc. (APLS) on 02 May 2022.

Key facts

  • This page summarizes Pascal Deschatelets's Form 4 filing for Apellis Pharmaceuticals, Inc. (APLS).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 02 May 2022, 20:05.

Change

  • Previous filing in this sequence was filed on 14 Feb 2022.
  • Current net transaction value: -$167,040.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

APLS transaction

Common Stock

Other

Transaction value
$0
Shares
-1,875
Change %
-0.21%
Price
$0.000000
Shares after
891,775
Date
21 Apr 2022
Ownership
Direct
Footnotes
F1
APLS transaction

Common Stock

Options Exercise

Transaction value
$10,680
Shares
+4,000
Change %
+0.45%
Price
$2.67*
Shares after
895,775
Date
29 Apr 2022
Ownership
Direct
Footnotes
F2
APLS transaction

Common Stock

Sale

Transaction value
$177,720
Shares
-4,000
Change %
-0.45%
Price
$44.43
Shares after
891,775
Date
29 Apr 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

APLS transaction Derivative

Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-11,250
Change %
-100%
Price
$0.000000*
Shares after
0
Date
21 Apr 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
11,250
Exercise price
$44.90
Footnotes
F3, F4
APLS transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-4,000
Change %
-1.1%
Price
$0.000000
Shares after
364,999
Date
29 Apr 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,000
Exercise price
$2.67
Footnotes
F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This represents the cancellation of a PSU awards granted on 01/28/2021 that was originally reported in table I upon grant. The performance metrics were not met.

Footnote F2

This is a scheduled exercise and sale from a 10B5-1 trading plan.

Footnote F3

This represents the cancellation of a performance stock option granted on 01/28/01. The performance metrics were not met.

Footnote F4

This stock option will vest as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to the satisfaction of a specified performance condition and continued service.

Footnote F5

This stock option was granted on 12/5/2013 and is fully vested.

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