Julie Whalen - 15 Apr 2022 Form 4 Insider Report for WILLIAMS SONOMA INC (WSM)

Role
EVP CHIEF FINANCIAL OFFICER
Signature
/s/ David King, Attorney-in-Fact for Julie Whalen
Issuer symbol
WSM
Transactions as of
15 Apr 2022
Net transactions value
-$3,812,100
Form type
4
Filing time
19 Apr 2022, 20:21:01 UTC
Previous filing
23 Mar 2022
Next filing
02 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WSM Common Stock Options Exercise $0 +2,606 +3.2% $0.000000 82,830 15 Apr 2022 Direct
transaction WSM Common Stock Tax liability $192,631 -1,293 -1.6% $148.98 81,537 15 Apr 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +10,660 +13% $0.000000 92,197 16 Apr 2022 Direct
transaction WSM Common Stock Tax liability $787,508 -5,286 -5.7% $148.98 86,911 16 Apr 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +8,076 +9.3% $0.000000 94,987 18 Apr 2022 Direct
transaction WSM Common Stock Tax liability $596,665 -4,005 -4.2% $148.98 90,982 18 Apr 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +23,428 +26% $0.000000 114,410 18 Apr 2022 Direct
transaction WSM Common Stock Tax liability $1,730,552 -11,616 -10% $148.98 102,794 18 Apr 2022 Direct F1
transaction WSM Common Stock Options Exercise $0 +6,833 +6.6% $0.000000 109,627 18 Apr 2022 Direct
transaction WSM Common Stock Tax liability $504,744 -3,388 -3.1% $148.98 106,239 18 Apr 2022 Direct F1
holding WSM Common Stock 1,100 15 Apr 2022 By Managed Account F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WSM Restricted Stock Units Options Exercise $0 -2,606 -25% $0.000000 7,820 15 Apr 2022 Common Stock 2,606 Direct F3, F4, F5
transaction WSM Restricted Stock Units Options Exercise $0 -10,660 -33% $0.000000 21,320 16 Apr 2022 Common Stock 10,660 Direct F3, F5, F6
transaction WSM Restricted Stock Units Options Exercise $0 -8,076 -100% $0.000000* 0 18 Apr 2022 Common Stock 8,076 Direct F3, F5, F7
transaction WSM Restricted Stock Units Options Exercise $0 -23,428 -100% $0.000000* 0 18 Apr 2022 Common Stock 23,428 Direct F3, F5, F8
transaction WSM Restricted Stock Units Options Exercise $0 -6,833 -50% $0.000000 6,834 18 Apr 2022 Common Stock 6,833 Direct F3, F5, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2 Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 18, 2022.
F3 Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2022, 2023, 2024 and 2025.
F5 The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2021, 2022, 2023 and 2024.
F7 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2019, 2020, 2021 and 2022.
F8 Represents restricted stock units granted on April 18, 2019, which reflect the satisfaction of performance metrics. The restricted stock units were also subject to a continued service condition, which was satisfied on April 18, 2022.
F9 The restricted stock units vest in four equal installments on each anniversary of the grant date in 2020, 2021, 2022 and 2023.