Sir John Parker - Apr 14, 2022 Form 4 Insider Report for CARNIVAL PLC (CUK)

Role
Director
Signature
/s/ Sir John Parker
Stock symbol
CUK
Transactions as of
Apr 14, 2022
Transactions value $
-$125,548
Form type
4
Date filed
4/18/2022, 03:42 PM
Previous filing
Apr 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CUK Ordinary Shares Sale -$126K -7.05K -100% $17.81 0 Apr 14, 2022 By Trust F1, F2
holding CUK Ordinary Shares 3K Apr 14, 2022 Direct
holding CUK Trust Shares (beneficial Interest In Special Voting Share) 62.7K Apr 14, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was conducted in British Pounds. The sale price of GBP13.66 was converted into US$ at the April 14, 2022 conversion rate of GBP1 = USD1.3041.
F2 Held by Julius Baer International Ltd. on behalf of Barnett Waddingham Trustees Ltd., the trustee for Sir John Parker's Fixed Unapproved Restricted Retirement Scheme.
F3 Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.