LUKAS SCHEIBLER - 05 Apr 2022 Form 4 Insider Report for Apellis Pharmaceuticals, Inc. (APLS)

Signature
/s/ David Watson, attorney-in-fact for Lukas Scheibler
Issuer symbol
APLS
Transactions as of
05 Apr 2022
Net transactions value
-$28,158
Form type
4
Filing time
06 Apr 2022, 16:10:11 UTC
Previous filing
05 Apr 2022
Next filing
31 May 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APLS Common Stock Options Exercise $8,435 +609 +1.2% $13.85 52,842 05 Apr 2022 Direct F1
transaction APLS Common Stock Sale $36,593 -609 -1.2% $60.09 52,233 05 Apr 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APLS Stock Option (Right to Buy) Options Exercise $0 -609 -1.2% $0.000000 49,391 05 Apr 2022 Common Stock 609 $13.85 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This is a scheduled exercise and sale from 10B5-1 trading plan.
F2 The sale price range within $1.00. Min. $60.00 - Max. $60.16.
F3 This represents a stock option grant made on 02/08/2019 that vests as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to the satisfaction of a specified performance condition and continued service.