James D. Clark - Apr 1, 2022 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
SVP, Cont & Chief Acct Officer
Signature
/s/ James D. Clark
Stock symbol
CVS
Transactions as of
Apr 1, 2022
Transactions value $
$336,933
Form type
4
Date filed
4/5/2022, 05:44 PM
Previous filing
Mar 1, 2022
Next filing
Dec 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Tax liability -$394K -3.9K -11.82% $101.09 29.1K Apr 1, 2022 Direct F1
transaction CVS Common Stock Tax liability -$277K -2.74K -9.43% $101.09 26.3K Apr 1, 2022 Direct F2
transaction CVS Common Stock (restricted) Award $325K +3.21K +33.44% $101.09 12.8K Apr 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Award $683K +6.76K $101.09 6.76K Apr 1, 2022 Common Stock 6.76K $101.09 Direct F3
holding CVS Stock Option 7.04K Apr 1, 2022 Common Stock 7.04K $104.82 Direct F4
holding CVS Stock Option 9.05K Apr 1, 2022 Common Stock 9.05K $78.05 Direct F5
holding CVS Stock Option 7.51K Apr 1, 2022 Common Stock 7.51K $62.21 Direct F6
holding CVS Stock Option 24.2K Apr 1, 2022 Common Stock 24.2K $54.19 Direct F7
holding CVS Stock Option 17.2K Apr 1, 2022 Common Stock 17.2K $58.34 Direct F8, F9
holding CVS Stock Option 12.1K Apr 1, 2022 Common Stock 12.1K $74.30 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of withholding taxes due upon the vesting and settlement of the PSUs.
F2 Surrrender of shares in payment of withholding taxes due upon the vesting of restricted stock awards.
F3 Option becomes exercisable in four equal installments, commencing 4/1/2023.
F4 Options became exercisable in four equal annual installments beginning on 4/1/2017.
F5 Options became exercisable in four equal annual installments beginning on 4/3/2018.
F6 Options became exercisable in four equal annual installments, commencing 4/1/2019.
F7 Options became exercisable in four equal annual installments, commencing 4/1/2020.
F8 The number of shares subject to the option were calculated using a 30-day average price.
F9 Options became exercisable in four equal annual installments, commencing 4/1/2021.
F10 Option becomes exercisable in four equal annual installments, commencing 4/1/2022.