Jonathan C. Roberts - Apr 1, 2022 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP & Chief Operating Officer
Signature
Jonathan C. Roberts
Stock symbol
CVS
Transactions as of
Apr 1, 2022
Transactions value $
$2,627,026
Form type
4
Date filed
4/5/2022, 05:43 PM
Previous filing
Feb 23, 2022
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Award $2.63M +26K $101.09 26K Apr 1, 2022 Common Stock 26K $101.09 Direct F1
holding CVS Phantom Stock Credits 1.42K Apr 1, 2022 Common Stock 1.42K $1.00 Direct F2
holding CVS Stock Option 161K Apr 1, 2022 Common Stock 161K $104.82 Direct F3
holding CVS Stock Option 200K Apr 1, 2022 Common Stock 200K $78.05 Direct F4
holding CVS Stock Option 248K Apr 1, 2022 Common Stock 248K $62.21 Direct F5
holding CVS Stock Option 303K Apr 1, 2022 Common Stock 303K $54.19 Direct F6
holding CVS Stock Option 239K Apr 1, 2022 Common Stock 239K $58.34 Direct F7, F8
holding CVS Stock Option 173K Apr 1, 2022 Common Stock 173K $74.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option becomes exercisable in four equal installments, commencing 4/1/2023.
F2 Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, at such time as has been elected by the reporting person.
F3 Option became exercisable in four equal annual installments, commencing 4/1/2017.
F4 Option became exercisable in four equal annual installments, commencing 4/3/2018.
F5 Option became exercisable in four equal annual installments, commencing 4/1/2019.
F6 Option became exercisable in four equal annual installments, commencing 4/1/2020.
F7 The number of shares subject to the option were calculated using a 30-day average price.
F8 Options became exercisable in four equal installments, commencing 4/1/2021.
F9 Option becomes exercisable in four equal installments, commencing 4/1/2022.