David Eric Russell - Apr 1, 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Vice President, Controller
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Apr 1, 2022
Transactions value $
$398,498
Form type
4
Date filed
4/4/2022, 02:52 PM
Previous filing
Feb 14, 2022
Next filing
Aug 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $410K +3.46K +24.86% $118.53 17.4K Apr 1, 2022 Direct
transaction YUM Common Stock Tax liability -$111K -934 -5.38% $118.53 16.4K Apr 1, 2022 Direct
transaction YUM Common Stock Options Exercise $137K +1.15K +7.01% $118.53 17.6K Apr 1, 2022 Direct
transaction YUM Common Stock Tax liability -$37K -312 -1.77% $118.53 17.3K Apr 1, 2022 Direct
holding YUM Common Stock 851 Apr 1, 2022 401(k) Holdings

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Phantom Stock Options Exercise $0 -3.46K -99.98% $0.00 0.662 Apr 1, 2022 Common Stock 3.46K Direct F1, F2, F3
transaction YUM Phantom Stock Options Exercise $0 -1.15K -99.98% $0.00 0.221 Apr 1, 2022 Common Stock 1.15K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Payments are made in accordance with elections on file.
F3 Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.