David Eric Russell - 01 Apr 2022 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Vice President, Controller
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
01 Apr 2022
Net transactions value
+$398,498
Form type
4
Filing time
04 Apr 2022, 14:52:43 UTC
Previous filing
14 Feb 2022
Next filing
11 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $409,640 +3,456 +25% $118.53 17,360 01 Apr 2022 Direct
transaction YUM Common Stock Tax liability $110,707 -934 -5.4% $118.53 16,426 01 Apr 2022 Direct
transaction YUM Common Stock Options Exercise $136,547 +1,152 +7% $118.53 17,578 01 Apr 2022 Direct
transaction YUM Common Stock Tax liability $36,981 -312 -1.8% $118.53 17,266 01 Apr 2022 Direct
holding YUM Common Stock 851 01 Apr 2022 401(k) Holdings

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Phantom Stock Options Exercise $0 -3,456 -100% $0.000000 1 01 Apr 2022 Common Stock 3,456 Direct F1, F2, F3
transaction YUM Phantom Stock Options Exercise $0 -1,152 -100% $0.000000 0 01 Apr 2022 Common Stock 1,152 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Payments are made in accordance with elections on file.
F3 Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.