Alison A. Rankin - 01 Apr 2022 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
01 Apr 2022
Net transactions value
$0
Form type
4
Filing time
01 Apr 2022, 17:47:48 UTC
Previous filing
04 Jan 2022
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Award +841 +11% 8,250 01 Apr 2022 By Spouse/Trust F1, F2, F3
holding NC Class A Common Stock 32,395 01 Apr 2022 By Assoc II F4
holding NC Class A Common Stock 6,613 01 Apr 2022 By Trust F5
holding NC Class A Common Stock 2,191 01 Apr 2022 By Trust/Daughter 1 F6
holding NC Class A Common Stock 2,191 01 Apr 2022 By Trust/Daughter 2 F7
holding NC Class A Common Stock 2,046 01 Apr 2022 By Trust (Daughter 2) F8
holding NC Class A Common Stock 200 01 Apr 2022 By Trust/Daughter 2 F9
holding NC Class A Common Stock 16,738 01 Apr 2022 By Assoc II/Daughter 2 F10
holding NC Class A Common Stock 4,944 01 Apr 2022 By Assoc II/Daughter 2 F11
holding NC Class A Common Stock 4,133 01 Apr 2022 By Trust (Daughter 1) F12
holding NC Class A Common Stock 14,931 01 Apr 2022 By Assoc II/Daughter 1 F10
holding NC Class A Common Stock 3,056 01 Apr 2022 By Assoc II/Daughter 1 F11
holding NC Class A Common Stock 1,806 01 Apr 2022 By Assoc II/Daughter 1 F13
holding NC Class A Common Stock 1,975 01 Apr 2022 By Spouse/RMI (Delaware) F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NC Class B Common Stock 75,504 01 Apr 2022 Class A Common Stock 75,504 By Assoc I F2, F15
holding NC Class B Common Stock 85,056 01 Apr 2022 Class A Common Stock 85,056 By Assoc IV F2, F16
holding NC Class B Common Stock 9,431 01 Apr 2022 Class A Common Stock 9,431 By Trust/Daughter 1 F2, F17
holding NC Class B Common Stock 9,431 01 Apr 2022 Class A Common Stock 9,431 By Trust/Daughter 2 F2, F18
holding NC Class B Common Stock 7,858 01 Apr 2022 Class A Common Stock 7,858 By Trust/Daughter 1 F2, F6
holding NC Class B Common Stock 7,858 01 Apr 2022 Class A Common Stock 7,858 By Trust/Daughter 2 F2, F7
holding NC Class B Common Stock 25 01 Apr 2022 Class A Common Stock 25 $0.000000 By GP F2, F19
holding NC Class B Common Stock 4,808 01 Apr 2022 Class A Common Stock 4,808 $0.000000 By Assoc I/Spouse F2, F20
holding NC Class B Common Stock 193,586 01 Apr 2022 Class A Common Stock 193,586 $0.000000 By Spouse/Trust F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 N/A
F3 Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F4 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F5 Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin.
F6 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F7 Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F8 Held by Trust dated December 18, 1997. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F9 Held by Trust dated December 30, 2015. Reporting Person's Spouse serves as Trustee of the Trust for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F10 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F11 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F12 Held by Trust dated August 15, 2012. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
F13 Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F14 Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
F15 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
F16 Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F17 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
F18 Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin.
F19 GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F20 Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.