Stephane Bancel - Mar 30, 2022 Form 4 Insider Report for Moderna, Inc. (MRNA)

Signature
/s/ Brian Sandstrom, as Attorney-in-Fact
Stock symbol
MRNA
Transactions as of
Mar 30, 2022
Transactions value $
-$3,343,645
Form type
4
Date filed
4/1/2022, 04:04 PM
Previous filing
Mar 25, 2022
Next filing
Apr 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MRNA Common Stock Sale -$121K -700 -0.01% $173.53 5.48M Mar 30, 2022 Direct F1, F2
transaction MRNA Common Stock Sale -$390K -2.24K -0.04% $174.56 5.48M Mar 30, 2022 Direct F1, F3
transaction MRNA Common Stock Sale -$133K -757 -0.01% $175.57 5.48M Mar 30, 2022 Direct F1, F4
transaction MRNA Common Stock Sale -$283K -1.6K -0.03% $176.55 5.48M Mar 30, 2022 Direct F1, F5
transaction MRNA Common Stock Sale -$213K -1.2K -0.02% $177.62 5.48M Mar 30, 2022 Direct F1, F6
transaction MRNA Common Stock Sale -$305K -1.71K -0.03% $178.61 5.47M Mar 30, 2022 Direct F1, F7
transaction MRNA Common Stock Sale -$54.1K -300 -0.01% $180.40 5.47M Mar 30, 2022 Direct F1, F8
transaction MRNA Common Stock Sale -$18.2K -100 0% $181.60 5.47M Mar 30, 2022 Direct F1
transaction MRNA Common Stock Sale -$55.4K -300 -0.01% $184.61 5.47M Mar 30, 2022 Direct F1, F9
transaction MRNA Common Stock Sale -$18.6K -100 0% $185.77 5.47M Mar 30, 2022 Direct F1
transaction MRNA Common Stock Gift -4K -0.07% 5.47M Mar 30, 2022 Direct F10, F11
transaction MRNA Common Stock Sale -$1.75M -10K -0.14% $175.22 6.95M Mar 31, 2022 See Footnote F12, F13
holding MRNA Common Stock 9.05M Mar 30, 2022 See Footnote F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 28, 2018, as amended on May 21, 2020.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.99 to $173.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.08 to $175.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.10 to $176.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F5 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.12 to $177.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F6 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.13 to $178.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F7 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.14 to $179.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F8 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.35 to $180.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F9 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.16 to $185.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
F10 The reported disposition was effected pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2020, as amended May 13, 2021.
F11 The reported disposition represents a bona fide charitable gift made by the reporting person.
F12 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2018, as amended on September 16, 2019.
F13 These shares are owned directly by OCHA LLC ("OCHA"). The reporting person is the majority equity unit holder and the sole managing member of OCHA. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
F14 These shares are owned directly by Boston Biotech Ventures, LLC ("Boston Biotech"). The reporting person is the majority equity unit holder and the sole managing member of Boston Biotech. The reporting person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.