Charles P. Nelson - Mar 7, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
Vice Chairman and Chief Growth Officer
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Mar 7, 2022
Transactions value $
$42,002
Form type
4
Date filed
3/8/2022, 03:03 PM
Previous filing
Mar 2, 2022
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VOYA Common Stock 183K Mar 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Deferred Savings Plan Issuer Stock Units Award $42K +691 +15.94% $60.82 5.02K Mar 7, 2022 Common Stock 691 Direct F1
holding VOYA Performance Stock Unit 72.8K Mar 7, 2022 Common Stock 72.8K Direct F2
holding VOYA Performance-Based Stock Options 182K Mar 7, 2022 Common Stock 182K Direct F3
holding VOYA Restricted Stock Units 50.9K Mar 7, 2022 Common Stock 50.9K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The options vest based on the conditions set forth in their respective agreements.
F4 The stock units will vest based on their respective award agreements.

Remarks:

Vice Chairman and Chief Growth Officer